Theory and Analysis:Kaworu in Eva 3.0

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Kaworu Nagisa is very prominent in Evangelion 3.0, easily his most significant appearance in any Evangelion work in the history of the franchise. He has a crucial role in the movie, serving as the main catalyst for Shinji's own actions in the movie, as he provides explanations for the state of the world to Shinji, provides him a new hope in the form of his plan to pull the Spears, and his death also drives Shinji to a state of despondency similar to the one he was in at the beginning of End of Evangelion after Kaworu's own death in Episode 24 in the original series.

However, despite him being presented as seemingly an all-good character whose only preoccupation, as he states, is Shinji's happiness, further examination of the story as well as relating it to grander thematic motiffs elsewhere in the movies brings into question just what Kaworu means by that, Kaworu's questionable methods and interpretation of Shinji himself, including manipulation of Shinji that seems to be far more extensive and deliberate than anything he did in the original series, brought into question by multiple inconsistencies in Kaworu's lines and actions, both in relation to evidence present in the movie and other character's statements, particularly when Shinji, as a surrogate of the audience, is not present. It is possible Kaworu, in pursuit of Shinji's supposed happiness - as seen by Kaworu, has his goals much more aligned with Seele this time around, and is somehow working to make Instrumentality happen. This article seeks to present and examine this evidence.

Still undergoing construction, excerpts from the forum thread will be edited later, dialogue standardized to the official release, and images added.

Thematic significance and build-up

Under construction.

Links to SEELE

Half Truths

First when he told Shinji his responsibility in triggering N3I, his words were at the very least fairly ambiguous :

00:51:48 {Kaworu} Ikari Shinji-kun,

00:51:50 {Kaworu} once Awakened, Eva-01 opened the Door of Guf

00:51:55 {Kaworu} and became the trigger for Third Impact.

00:51:58 {Kaworu} Lilin call it Near Third Impact.

00:52:02 {Kaworu} It was all initiated by you.

Many people noted that Kaworu's explanations could have two meanings, even the 3.33 FAQ acknowledged this :

* Is there a difference between "Near Third Impact" and "Third Impact"? Did a separate thing called "Third Impact" ever happen?

Kaworu's expositional dialogue to Shinji superficially seems to treat the two terms as synonyms: "Ikari Shinji-kun, once Awakened, Eva-01 opened the Door of Guf and became the trigger for Third Impact. Lilin call it Near Third Impact."[2] In other words: "Something called Third Impact happened, and the Lilin decide to put a 'Near' in front for some reason."

However, the film visually establishes innumerable developments that could only have occurred after Eva-01 was frozen by the Spear of Cassius at the end of 2.0, very heavily suggesting that Third Impact eventually did continue. Kaworu's words, therefore, might indicate that Eva-01's Near Third Impact was the initial trigger for the Third Impact that followed.

He never specifies what exactly he meant, although that meant a big difference for Shinji : is Kaworu saying that trying to save Rei immediately brought this hellish landscape, or did he meant that what happened was the the first event in a chain that led to an actual 3I, and so that indirectly it could be considered his fault? When Shinji respond that he never wished any of this to happen, that he was just saving Rei, nothing else(confirming that he wasn't even conscious of what was happening since the moment he tried to reach Rei, when the light turned blue), Kaworu responds were still as ambiguous :

00:52:09 {Shinji} You're wrong!

00:52:10 {Shinji} All I wanted to do was save Ayanami!

00:52:16 {Kaworu} True, but that was the catalyst.

The catalyst, not the cause, according to a dictionary(Wiktionary in this case), a catalyst is "A substance that increases the rate of a chemical reaction without being consumed in the process." If we follow this definition, the EVA-01, and Shinji, didn't caused Third Impact, but "enhanced it", meaning that someone or something triggered the Impact and that by the presence in the vicinity of an awakened Evangelion, "boosted" it. That would be an explanation of how 3I could have caused so cataclysmic damages to the whole planet, while 4 ADAMs at it "only" could affect the South Pole and the oceans.

And again :

00:52:52 {Shinji} I had nothing to do with it!

00:52:54 {Kaworu} You may deny it, but humanity thinks otherwise.

Humanity thinks what : that Shinji is the direct trigger of 3I that destroyed the world(maybe they effectively thought that), or that he was the potential first piece of an apocalyptic domino fall, which could explain why WILLE tried to "protect him" from neo-NERV(that was what Misato said :"you're to be kept in our protection") instead of just putting a bullet in his brain if they thought he really didn't gave a shit about the world and knew that an Impact was starting, but didn't cared.

And that's not the only thing he's been ambiguous about, when he to convince Shinji to pilot EVA-13 with him :

01:01:26 {Shinji} You showed me it yourself, Nagisa-kun.

01:01:29 {Shinji} The blood-red world I can't do anything about...

01:01:32 {Kaworu} That which was changed by Eva can be restored by Eva in turn.''

According to our great pal Reichu here, the literal translation was "changed again" instead of "restored". A change can be many things, a restoration, or a modification into something else.

And again a little later :

01:02:45 {Kaworu} We should take those Spears for ourselves.

01:02:48 {Kaworu} That way, Nerv can no longer trigger the Fourth Impact,

01:02:52 {Kaworu} And if we use them together with Eva-13, we can even repair the world.

Here again, after some clarifications by the great Reichu, what was literally said was "世界の修復も可能だ = sekai no shuufuku mo kanou da = even the repairing/mending of the world is possible".

Kaworu never said "you and me together, we're gonna to repair the world", but that "if we retrieve the spears, with the spears a lot of thing can be done, repairing the world being one of them, he said that line on a "neutral tone", stating that it's one of the things the two spears can do, but he never said that's what he intend to do with Shinji.

Omissions

Now let's come back again in time, when Kaworu explained to Shinji what happened to the world : 00:50:55 {Kaworu} Mass extinctions are not unusual on this planet.

00:50:58 {Kaworu} In fact, they help drive evolution.

00:51:02 {Kaworu} Life has always changed itself to adapt to the world around it.

00:51:08 {Kaworu} However, Lilin change not themselves, but the world.

00:51:15 {Kaworu} So they brought the rite of artificial evolution unto themselves.

00:51:21 {Kaworu} Old life is offered in sacrifice,

00:51:23 {Kaworu} so that new beings blessed with the Fruit of Life may be created.

00:51:29 {Kaworu} All this is an act of extinction that has been programmed since time immemorial.

00:51:33 {Kaworu} Nerv call it the Human Instrumentality Project.

And back to his conversation in Shinji's room :

01:02:34 {Kaworu} Ikari Shinji-kun, your only hope lies with the two Spears left at the Impact epicenter in Dogma.

01:02:41 {Kaworu} They are the keys to invoking the Instrumentality Project.

01:02:45 {Kaworu} We should take those Spears for ourselves.

01:02:48 {Kaworu} That way, Nerv can no longer trigger the Fourth Impact,

01:02:52 {Kaworu} And if we use them together with Eva-13, we can even repair the world.

Kaworu actually never, ever mentions SEELE to Shinji, not once. Why? Saying to Shinji that Gendo is working for a secret organization wouldn't have changed Shinji's resolve to stop his father. Instead of that, by always citing NERV when talking about who is trying to bring Instrumentality and who Kaworu is trying to thwart by keeping the spears for themselves, and since by that point NERV = Gendo(and Fuyutsuki), Kaworu is turning Shinji against Gendo, but not SEELE, as Shinji didn't even know they exist.

Kaworu's motives

In NGE, Kaworu's reason to betray SEELE was that after learning more about the Lilin, he fell in love with them, their culture, their achievements, and thought that SEELE was in the wrong path in trying to erase all of this under the unification of Instrumentality. In the manga, his betrayal comes from his will to chose his death, his "only freedom", on his own terms, so basically out of spite against SEELE, and besides he told Shinji that even if he makes contact with Lilith, the Third Impact that would follow wouldn't annihilate mankind, but make it evolve into something else. But here in Rebuild, what is Kaworu's sole motivation? Shinji's happiness. Why is he betraying SEELE? For Shinji's happiness... but is he really betraying SEELE, after all we only saw him talking about thwarting NERV(=Gendo)'s plans, he never talks about SEELE. And when he talked about the "rite of artificial evolution" that the Lilin brought into themselves, he said that it "has been programmed since time immemorial", like it was mankind's destiny. But not once did he said that SEELE's "rite of artificial evolution"(i.e. Instrumentality) was wrong, unlike in NGE, he only talked about NERV.

If Kaworu though that Instrumentality indeed was mankind's destiny, and that all that SEELE wanted this time was the "peaceful purification of all souls" brought by Human Instrumentality, why would SEELE's goal be incompatible with Kaworu's objective to make Shinji happy? After all we don't know what he meant by "making Shinji happy", and he was talking about that even before 3.0, where making him happy would simply be letting him fix the world. So what if Kaworu's goal was to make Shinji the center of Instrumentality so that he could temporarily become a god and shape a world to fit to his own definition of happiness. Shinji would create his own happiness, SEELE would have their purification of the soul they wanted so much, and everyone is contented! Sounds crazy? Well remember that Yui had a similar plan for Shinji in NGE and the manga : putting him at the center of Instrumentality, so that he would be the one to decide if mankind should be saved and given the choice to return to reality, or if mankind should be shaped into something else to erase the pain brought by their existence. And Yui had only Shinji's best interests at heart(at least what was his best interests in her head), so why wouldn't Kaworu, someone literally obsessed with making Shinji happy, have a similar plan?

Under that light, the fact that Kaworu never tried to contact Asuka to confirm Shinji's claim and defuse a critical situation, and Asuka's insistence to try to stop EVA-13 by force could be explained by the fact that WILLE know that Kaworu is loyal to SEELE and that even if they manage to make Shinji see reason, Kaworu would continue with the plan(of course, they don't know that Shinji somehow has the capacity to cut Kaworu's control of the EVA)

Future involvement

Last thing, you must all have noticed how SEELE didn't really gave a shit that Gendo betrayed them and turned them off, while implying that he also had something planned to get rid from Kaworu, and their response?

01:17:21 {Seele 01} Our wishes have come to fruition.

01:17:25 {Seele 01} Good.

01:17:26 {Seele 01} All is well now.

01:17:29 {Seele 01} We wish for Human Instrumentality, the peaceful purification of all souls.

By the look of it, they already got what they wanted. You could think that it was Mark.09 about to hijack the Wunder... but frankly, how could the Wunder fit into SEELE's plan to trigger Instrumentality? Maybe they wanted to capture it to have a emergency plan by retrieving EVA-01, but betting everything on the chance that one EVA will be able to hijack a flying fortress protected by other EVAs seems a little flimsy for a bunch of guys who planned Instrumentality for thousands of years, so what could they have been talking about that basically told to Gendo "suck it, we still win little boy!"?...

01:25:41 {Kaworu} We'll meet again, Shinji-kun.

Yep, their "boy" as Gendo calls it is still in the run, and will probably act during Final, as he made it clear to Shinji that they will meet again!

Notes and References

This article was mostly built out of the following forum thread, please refer to it:

https://forum.evageeks.org/thread/14454/Theory-about-Kaworus-intentions/



This article bears the unpleasant designation of "Stub." This is a Bad Thing. Provide a great service to NGE fan-geeks everywhere by making it awesomer!